Legal Articles
Hedge Fund Horror
The SEC says Lauer hatched a “devious plot” to fool investors into thinking he had produced big gains…
SEC Wins Major Hedge Fund Fraud Case Against Michael Lauer, Head of Lancer Management Group
The Securities and Exchange Commission announced that a district court judge today granted its motion for summary judgment…
SEC Created Fair Fund Returns Nearly $6 Million to Defrauded K.W. Brown Investors
The Securities and Exchange Commission announces that investors who were defrauded by the cherry-picking scheme involving K.W. Brown…
SEC Case Freezes Assets of Ski Resort Steeped in Fraudulent EB-5 Offerings
The Securities and Exchange Commission today announced fraud charges and an asset freeze against a Vermont-based ski resort…
SEC Charges Florida Cash Advance Company, Former CEO With Defrauding Retail Investors
The SEC’s complaint charges 1 Global and Ruderman with violations of the antifraud, securities registration, and broker-dealer registration…
Investors to Receive $37 Million from SEC Settlement with Stiefel Laboratories and Charles Stiefel
The U.S. District Court for the Southern District of Florida entered final consent judgments against Stiefel Laboratories and…