Legal Insights & Publications
The S.E.C. Was Tough on Crypto. It Pulled Back After Trump Returned to Office
Christopher E. Martin was a senior trial counsel at the S.E.C. and led the case against one of…
SEC Obtains Emergency Relief to Halt Nebraska-Based Ponzi Scheme
The Securities and Exchange Commission today announced that it obtained a temporary asset freeze, restraining order, and other…
SEC Obtains Final Judgment Against Investment Advisers Charged with Defrauding Their Advisory Clients
On October 13, 2022, the Securities and Exchange Commission obtained a final judgment against defendants Cetera Advisors, LLC…
SEC v. Stiefel Laboratories, Inc.
“On June 5, 2020 the Court entered an order creating a Fair Fund (the “Fair Fund”), so the…
Investors to Receive $37 Million from SEC Settlement with Stiefel Laboratories and Charles Stiefel
The U.S. District Court for the Southern District of Florida entered final consent judgments against Stiefel Laboratories and…
SEC Charges Florida Cash Advance Company, Former CEO With Defrauding Retail Investors
The SEC’s complaint charges 1 Global and Ruderman with violations of the antifraud, securities registration, and broker-dealer registration…