Key Legal Representations

Leading counsel in high-profile SEC and commercial litigation cases.

Notable Cases

SEC v. Feingold, et al. (S.D. Fla. 2025)

Led trial counsel in $1B+ private offering fraud involving crypto, MCAs, real estate, GAAP violations, and auditor independence; secured significant emergency relief.

SEC v. Cumberland DRW LLC (N.D. Ill. 2024)

Led trial counsel in $2B+ crypto asset unregistered dealer case.

SEC v. Sugranes, et al. (S.D. Fla. 2021)

Co-led trial counsel in cherry-picking fraud; emergency relief stopped fraud, froze assets, and achieved industry bars and financial remedies.

SEC v. Cetera Advisers, LLC, et al. (D. Colo. 2019)

Co-led trial counsel in fiduciary breach case; defeated motion to dismiss and secured $8M+ for victims.

SEC v. Stiefel Laboratories, Inc., et al. (S.D. Fla. 2011)

Co-led trial counsel in fraudulent buybacks; secured $30M+ for victims and served as court-appointed distribution agent.

SEC v. Lauer, et al. (S.D. Fla. 2003)

Sole trial counsel in $1B hedge fund fraud; obtained emergency relief, asset freeze, contempt orders, and $64M+ judgment.

Other Representative Matters

  • SEC v. Bell (D. Colo. 2024)

    Led trial counsel in offering fraud affecting professional athletes; coordinated with DOJ and FBI.

  • SEC v. Austal Limited & Perciavalle (S.D. Ala. 2023)

    Led trial counsel in complex accounting fraud involving false filings and auditor misrepresentations.

  • SEC v. Kubler, et al. (D. Neb. 2023)

    Led trial counsel in Ponzi-scheme case; obtained emergency relief, froze assets, and secured significant monetary judgments.

  • SEC v. Stone, et al. (S.D.N.Y. 2022)

    Co-led trial counsel in a multi-million-dollar insider trading case; obtained substantial monetary judgments.

  • SEC v. Coggins, et al. (S.D. Fla. 2020)

    Co-led trial counsel in hedge fund fraud; secured emergency relief, froze assets, and obtained favorable final judgments.

  • SEC v. 1 Global Capital LLC, et al. (S.D. Fla. 2019)

    Co-led trial counsel in $200M+ MCA offering fraud; shut down fraudulent offering, appointed receiver, and obtained large final judgments.

  • SEC v. Jeffrey Brooks (S.D. Fla. 2017)

    Co-led trial counsel in $100M+ accounting fraud; defeated motion to dismiss and led multi-party settlements resulting in $120M+ to victims.

  • SEC v. Quiros, et al. (S.D. Fla. 2016)

    Co-led trial counsel in EB-5 offering fraud; obtained asset freeze, receiver appointment, and $83M+ final judgment for victims.

  • SEC v. BIH Corp., et al. (M.D. Fla. 2014)

    Co-led trial counsel in a pump-and-dump case; obtained a jury verdict and $500,000+ ordered payments.

  • SEC v. City of Miami, et al. (S.D. Fla. 2013)

    Led trial counsel in a municipal bond case; successfully defeated motion to dismiss.

  • SEC v. Huff, et al. (S.D. Fla. 2010)

    Sole trial counsel in accounting fraud; secured $13M+ trial verdict.

  • SEC v. K.W. Brown, et al. (S.D. Fla. 2007)

    Led trial counsel in cherry-picking; $11M+ trial verdict.

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